Conducting Regulatory Investigations: Essentials Workshop

Overview of regulatory investigations

- Explore the key frameworks and responsibilities

- Learn investigation process and procedural fairness

- Understand the objectives and processes of effective oversight

Evidence collection and management

- Identify and handle different types of evidence

- Understand importance of the chain of custody

- Gain insights into evidence and documentation management

Legal, ethical, and compliance standards

- Familiarise with legal and ethical considerations

- Explore compliance standards

- Understand implications of ethical decision-making

- Identify potential regulatory breaches

Conducting interviews

- Plan and execute effective interviews in regulatory contexts

- Learn techniques for obtaining accurate information

- Document interviews to support investigation outcomes

Reporting and communicating findings

- Analyse evidence and make findings

- Understand importance of clear reporting

- Develop skills for communicating and documenting findings

Real-world regulatory scenarios

- Understand investigation dynamics

- Discuss regulatory challenges and successes

- Apply learned concepts to practical scenarios