Details

About the workshop

Aimed at new and developing investigators, this two-day workshop offers a comprehensive introduction to essential investigative practices in compliance settings.

Understanding frameworks and responsibilities is crucial for effective investigations. Participants will gain foundational skills in evidence collection, management, and ethical decision-making, ensuring alignment with compliance requirements.

The program focuses on practical applications, including interviewing techniques and reporting standards. Through case studies and discussions, attendees will explore real-world challenges and best practices.

Agenda
Conducting Regulatory Investigations: Essentials Workshop
Workshop

Overview of regulatory investigations

- Explore the key frameworks and responsibilities

- Learn investigation process and procedural fairness

- Understand the objectives and processes of effective oversight


Evidence collection and management

- Identify and handle different types of evidence

- Understand importance of the chain of custody

- Gain insights into evidence and documentation management


Legal, ethical, and compliance standards

- Familiarise with legal and ethical considerations

- Explore compliance standards

- Understand implications of ethical decision-making

- Identify potential regulatory breaches

Workshop

Conducting interviews

- Plan and execute effective interviews

- Learn techniques for obtaining accurate information

- Document interviews to support investigation outcomes


Reporting and communicate findings

- Analyse evidence and make findings

- Understand importance of clear reporting

- Develop skills for communicating and documenting findings


Real-world regulatory scenarios

- Understand investigation dynamics

- Discuss regulatory challenges and successes

- Apply learned concepts to practical scenarios

Tailor Your Training Experience

To make sure you get the learning solution that’s right for you, we offer different levels of tailoring to suit your needs. Choose from three levels of customisation:

1.Off the Shelf

Love what you see? Great! Choose this option to take one of our most popular courses and bring it in-house for your team. Includes a pre-course consult session with our facilitator to make sure we hit the mark, and deliver the right learning experience for you.

2.Customised

Make sure you get the most from the course you choose, by tailoring the content to get the right fit for you. Speak to our team, who will work with you to pick and mix from a curated bank of training modules to help customise your learning experience.

3.Premium

Not on the list? Let us know what you’re looking for and we will find the right solution. Our team of learning specialists will work with you to develop a unique training course for your business. Through an in-depth consultation process, we will work with you to profile your learning needs and build a bespoke program from the ground up.

Speak with one of our team today to find which option is right for you.

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